Expert Legal Counsel from Skilled Orange County Securities Lawyers
With an experienced team of securities lawyers including members of the Registered Representatives Arbitration Defense Associates (RRADA) and the National Investment Banking Association (NIBA), FitzGerald Yap Kreditor represents a wide range of individuals and financial services firms engaged in securities brokerage services, investment banking and investment advisory services.
We provide advice and counsel in all areas of operations, including formation and business development, compliance, corporate finance and securities litigation. We often act as underwriter’s counsel in public offerings, and serve as managing dealer or placement agent counsel in private offerings. Our attorneys also provide counsel to investment bankers in mergers, acquisitions, and investments.
FitzGerald Yap Kreditor’s experience includes assisting clients with their internal compliance requirements, due diligence, Financial Industry Regulatory Authority (FINRA) audits, account opening procedures, and Patriot Act compliance. We have also participated in the purchase, sale, and formation of broker-dealers.
FitzGerald Yap Kreditor is actively involved in representing broker-dealer firms and brokers in investigations and proceedings by the United States Securities and Exchange Commission (SEC) as well as state securities regulators.
FitzGerald Yap Kreditor LLP: Orange County Securities Lawyers Focused on Your Success
For over 30 years, the lawyers of FitzGerald Yap Kreditor have had the privilege of fulfilling the legal needs of businesses and individuals in Orange County and throughout Southern California. We are humbled by the trust that our clients place in us, and are gratified when we help our clients overcome obstacles to success, pursue their dreams, or achieve their goals.
Let us show you why our clients are so satisfied with their collaboration with FitzGerald Yap Kreditor, and why they continue to rely on the counsel, advocacy, and value we provide.
Orange County Securities Lawyers Can Assist You With All Of Your Securities Needs
Contact our securities attorneys at (949) 788-8900 to learn more about how we can assist you and arrange for your free, confidential initial consultation. We look forward to the opportunity to assist you.